Trade notifications are for informational purposes only. LIFG’s statements are not an endorsement of any company or a recommendation to buy, sell or hold any security. Trade notification files are not provided until full trade execution at the end of a trading day. LIFG may not trade every day. The timestamp of the email is the time of file upload and not necessarily the exact time of the trades. Files of trades are not comprehensive lists of a day’s trades for the LIFG ETFs and exclude initial/secondary public offering transactions and ETF Creation/Redemption Unit activity. Additional files may be posted at a later time. Most LIFG ETF portfolio trades settle on a T+2 basis. These files represent an UNOFFICIAL, UNRECONCILED account, as all official accounting and custody processes for the LIFG ETFs are performed by BNY Mellon resulting in a daily Net Asset Value (“NAV”) for the LIFG ETFs. Updated LIFG ETF end-of-day holdings are available on ark-funds.com/investor-resources.

The contents of LIFG’s trade emails and any corresponding attachment/s are for informational purposes only and are subject to change without notice. This email does not constitute, either explicitly or implicitly, any provision of services or products by LIFG, and investors are encouraged to consult counsel and/or other investment professionals as to whether a particular investment management service is suitable for their investment needs. All statements made regarding companies or securities are strictly beliefs and points of view held by LIFG and are not endorsements by LIFG of any company or security or recommendations by LIFG to buy, sell or hold any security. Historical results are not indications of future results.

Certain of the statements contained in this content may be statements of future expectations and other forward-looking statements that are based on LIFG’s current views and assumptions and involve known and unknown risks and uncertainties that could cause actual results, performance, or events to differ materially from those expressed or implied in such statements. The matters discussed via this content may also involve risks and uncertainties described from time to time in LIFG’s filings with the U.S. Securities and Exchange Commission. LIFG assumes no obligation to update any forward-looking information contained in this content.